Thomas S. Caldwell, C.M.

President, CEO and Director

Thomas S. Caldwell graduated from McGill University in 1965, and has been actively involved in the investment industry since that time.

Mr. Caldwell is President, CEO and Director of Urbana Corporation a publicly traded investment company listed on the Toronto Stock Exchange and the Canadian Securities Exchange (“CSE”).

In 2014, he was inducted into the IIAC Investment Industry Hall of Fame. He is a past Member of the Board of the Conference of Defence Associations Institute in Ottawa.

Mr. Caldwell is also a retired Honorary Colonel of The Lincoln and Welland Regiment.

Mr. Caldwell is a past Governor of the Toronto Stock Exchange and one of the leading experts in capital markets, particularly in trading environments.

Urbana Corporation and its affiliated companies and investment pools, were the second-largest owners of the New York Stock Exchange prior to the NYSE’s demutualization.

Mr. Caldwell has, through his career, been actively involved in addressing social and community needs.

In 2003 he was appointed a Member of the Order of Canada for his work in assisting those in need as well as contributing to institutions working to better the lives of others.

Mr. Caldwell and his wife Dorothy have been married since 1966 and have two sons, Brendan and Theo, and four grandchildren.